The nature of research is that other people are probably working on similar ideas to you, and it is possible that someone will beat you to publishing them.
Posts Tagged ‘refereeing’:
Read the literature
I’ve just finished another reviewer report for a journal, and yet again I’ve had to make comments about reading the literature. It’s not difficult. Before you write a paper, read what other people have done. A simple search on Google scholar will usually do the trick. And before you submit a paper, check again that you haven’t missed anything important. The paper I reviewed today did not cite a single reference from either of the two most active research groups in the area in the last ten years. Any search on the topic would have turned up about a dozen papers from these two groups alone. I don’t mind if papers miss a reference or two, especially if they have been published in an obscure outlet. But I will recommend a straight reject if a paper hasn’t cited any of the most important papers from the last five years. Part of a researcher’s task is to engage with what has already been done, and show how any new ideas differ from or extend on previous work.
Refereeing a journal article
I’ve written briefly on this before. For an excellent and more detailed discussion of what is involved, there is a series of excellent posts on Pat Thomson’s blog: Refereeing a journal article part 1: reading Refereeing a journal article part 2: making a recommendation Refereeing a journal article part 3: writing the feedback If every reviewer followed her advice, my life as an editor would be much easier, and the quality of research would be improved.
Becoming a referee
I regularly get emails from people wanting to be referees for the International Journal of Forecasting, usually with an accompanying CV. This is not how the process works. Referees are almost always selected because they have previously written papers on a similar topic to the manuscript under review. If you want to be a referee, then write good papers and get them published in scholarly journals. Very quickly you will be invited to referee papers in the same journals. But until you have demonstrated your own research skills, no editor is going to trust you to assess the research of someone else.
How to avoid annoying a referee
It’s not a good idea to annoy the referees of your paper. They make recommendations to the editor about your work and it is best to keep them happy. There is an interesting discussion on stats.stackexchange.com on this subject. This inspired my own list below. Explain what you’ve done clearly, avoiding unnecessary jargon. Don’t claim your paper contributes more than it actually does. (I refereed a paper this week where the author claimed to have invented principal component analysis!) Ensure all figures have clear captions and labels. Include citations to the referee’s own work. Obviously you don’t know who is going to referee your paper, but you should aim to cite the main work in the area. It places your work in context, and keeps the referees happy if they are the authors. Make sure the cited papers say what you think they say. Sight what you cite! Include proper citations for all software packages. If you are unsure how to cite an R package, try the command citation(“packagename”). Never plagiarise from other papers — not even sentence fragments. Use your own words. I’ve refereed a thesis which had slabs taken from my own lecture notes including the typos. Don’t plagiarise from your own papers. Either reference
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Always listen to reviewers
This week I was asked to review a paper that I had seen before. It had been submitted to a journal a few months ago and I had written a detailed report describing some problems with the paper, and noting a large number of typos that needed fixing. That journal had rejected the paper, the authors had submitted it to a second journal, and the paper ended up on my desk again for review. I was interested to see what the authors had done about the problems I had described. Alas, nothing had changed. Not even the typos. It was identical to the previous version with every error still there. So I sent the same report off to the second journal advising the editor of the situation. I’m not sure what the authors imagined would happen. It is not uncommon for a paper to be sent to the same reviewer after it has been rejected by one journal, especially when the field of potential reviewers for some topics is quite small. This paper was on an extension to the automatic time series modelling procedures provided in the forecast package for R. Since I am the author of the forecast package for R, the probability of me being asked to review the paper is approximately
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Joining an editorial board
Being on the editorial board of a journal is a lot of work. I’m currently Editor-in-Chief of the International Journal of Forecasting and previously I’ve been Theory & Methods Editor of the Australian & New Zealand Journal of Statistics. Although it is time-consuming and often goes un-noticed, there are some important rewards that make it worthwhile in my opinion. You are forced to read carefully a lot of papers in your area of interest. Everyone intends reading the papers published in their area, but this activity often gets neglected for more urgent activities. When you are an editor or associate editor, you have to read the papers, and you have to read them thoroughly. That way you are forced to keep up-to-date with new ideas. You become better known in your field. This tends to lead to invitations to speak at conferences, write invited papers, etc. You get to shape the discipline to some extent, at least once you are a managing editor. For example, you can arrange a special issue or a review paper on a topic that you think needs addressing. It brings with it some prestige. You get to see a lot of the latest research before everyone else, although these days, that is becoming less of
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Should you make your working papers public?
There seems to be two points of view on this with different practices in different disciplines. Some researchers do not make their work public until after it has been accepted for publication in a journal. Until that time, drafts of papers are only circulated to close confidants and usually marked “Do not distribute”. Working papers are published on web sites and in web repositories (such as arXiv or RePEc) as soon as they are finished, at about the same time they are submitted to a journal. Because I work with people in lots of different fields, I come across both of these practices. In the first situation, I don’t post the working paper on my website until all coauthors agree, which is not until the paper is accepted at a journal. In the second situation, I post the working paper on my website (and usually also on RePEc) as soon as possible. I don’t like the secrecy model at all, but it is hard to convince coauthors who have been trained under that process to change. Different justifications are given for keeping things secret, depending on who I ask. Here are some of them (in bold) with my thoughts on why the stated reasons make little sense. It prevents rival
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Why referee?
There are several reasons why researchers should be willing to provide referee reports. You learn a lot. If the paper is in your area, then writing a referee report forces you to read it very carefully and engage closely with the research of other people in your field. There’s no better way of understand what is going on in your field. You get better known by the research leaders in your area. It is essential to your research career to develop an international reputation for a high standard of scholarship. Once known, you may get asked to submit an invited paper to the journal, become an associate editor of the journal, write a commentary on another paper, etc. Opportunities will open up if you are known to be a good referee. You get to see the latest research before everyone else. Often, an author won’t release a working paper or pre-print before the paper has gone through a round of refereeing (and some authors keep things to themselves until a paper is accepted). So you get a head-start on everyone else if you referee the paper. It might lead you to develop some of your own ideas and write a new paper that builds on the results. If you submit papers
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Writing a referee report
As an editor, I like to see referee reports comprising three sections: A general summary of the paper and the contribution it makes. You need to highlight here what is new and interesting about the paper, as well as give a summary in a few sentences. The major problems that need addressing. This is probably the most important section of your report where you explain the main problems. The editor will read this very carefully when deciding whether to accept, reject or invite a revision, so you need to make sure that any problems are clearly explained here. If you think the paper should be rejected, then you have to make a good case in this second section. On the other hand, if you think it is a great paper that deserves publication, please explain what is so good about it. Minor things such as typos or points of clarification. These are often less important issues, but need correcting before publication. Some referee reports combine sections 2 and 3 and that makes it much harder to figure out what is important and what are minor comments. If the paper is definitely not worth publishing, and you have explained some very serious flaws in section 2, then it is acceptable
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